What's New on FINRA.org

Business Continuity Planning and Lessons From the COVID-19 Pandemic

Proposed Amendments to FINRA Rule 3240 and Retrospective Rule Review Report

FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments

FINRA Alerts Firms to “Log4Shell” Vulnerability in Apache Log4j Software

FINRA Reminds Firms of Exercise Cut-Off Time for Options Expiring on the Friday After Thanksgiving

FINRA Amends Rules 1210 and 1240 to Enhance the Continuing Education Program for Securities Industry Professionals